Depository Trust Company

Results: 317



#Item
301Securities / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Settlement / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 4, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule C

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Language: English - Date: 2014-06-05 09:15:37
302Finance / Financial system / Self-regulatory organizations / Central Securities Depositories / Depository Trust & Clearing Corporation / Underwriting / Initial public offering / Settlement / Prospectus / Financial economics / Securities / Stock market

Page 13 of 18 Exhibit 5 Underlined and boldface text indicates additions. Struck through boldface text indicates deletions. The Depository Trust Company,

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Language: English - Date: 2014-06-20 08:06:47
303Finance / Depository Trust & Clearing Corporation / Securities / U.S. Securities and Exchange Commission / Financial system / Financial economics / Central Securities Depositories

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 13, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action o

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Language: English - Date: 2014-06-16 08:42:05
304Securities / Central Securities Depositories / Depository Trust & Clearing Corporation / Security / Short / Settlement / Securities Exchange Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]May 30, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Modify the Receiver

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Language: English - Date: 2014-06-02 12:46:41
305United States securities law / Central Securities Depositories / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]April 7, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Language: English - Date: 2014-04-08 09:11:31
306Securities / Stock market / Payment systems / United States Securities and Exchange Commission / Security / Depository Trust & Clearing Corporation / Securities Exchange Act / Settlement / Central securities depository / Financial economics / Finance / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]December 18, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to specify proced

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Language: English - Date: 2013-12-19 10:39:41
307Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Settlement / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. SR-DTC[removed]March 28, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule C

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Language: English - Date: 2014-04-01 13:20:41
308Central Securities Depositories / Payment systems / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / Liquidity risk / Federal Reserve System / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]February 6, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order of Accelerated Approval of Propo

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Language: English - Date: 2014-02-07 08:45:28
309Finance / Central Securities Depositories / Depository Trust & Clearing Corporation / United States securities law / Securities Exchange Act / U.S. Securities and Exchange Commission / Settlement / Securities / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 19, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Transfer the NIIDS

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Language: English - Date: 2014-06-20 08:06:46
310Securities / Stock market / Payment systems / 73rd United States Congress / United States Securities and Exchange Commission / Security / Depository Trust & Clearing Corporation / Securities Act / Securities Exchange Act / Financial economics / Financial system / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]March 19, 2014 Self-Regulatory Organizations; Depository Trust Company; Notice of Filing Amendment Nos. 1 and 2 and Order Instituting Pro

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Source URL: www.sec.gov

Language: English - Date: 2014-03-20 09:18:59
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